Iron Cove Financial Services Insurance Blog

Prospect Case Study: D&O/E&O Insurance For Registered Investment Advisor and Private Fund Firm

Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.

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hedge fund insurance, Analysis, Case Study, Coverage, Directors & Officers Liability, D&O, Errors and Omissions, hedge fund, Iron Cove, Lou D'Agostino, regulation, Risk, Risk Management, SEC

SEC Administrative Proceeding Cites Violation of Advisers Act Due to Insurance Premium Allocation Practices

The SEC has commenced enforcement proceedings against a large greenwich based Hedge Fund siting violations of section 206(2), 206(4) and 206(4)-8 of the Investment Advisers Act in part resulting from[…]

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hedge fund insurance, insurance, Iron Cove Posts, Claims, Coverage, Directors and Officers Insurance, directors and officers liability, D&O, financial institutions, hedge fund, Iron Cove, Lou D'Agostino, Premium Allocation, Professional Liability, protection, regulation, Risk, SEC

D&O Insurance Case Study: $10 Billion RIA & Hedge Fund Firm

Hedge Fund Insurance Case Study

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hedge fund insurance, Asset Management, Iron Cove Posts, Case Study, Coverage, D&O, financial institutions, hedge fund, Iron Cove, Iron Cove Partners, Lou D'Agostino, Risk Management, SEC

D&O Insurance Case Study- $1.5 Billion RIA & Hedge Fund Firm

Who: A 25 year old New York based asset management firm with assets of $1.5 billion.

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insurance, Analysis, Iron Cove Posts, Case Study, Cost, D&O Insurance, hedge funds, Investment Adviser, Iron Cove, Lou D'Agostino, RIA, Savings

NFL Legends Community

Post from Lou D'Agostino, President and Financial Services Practice Leader

2017 will mark 20 years since I put on a NYJ uniform and 2001 was the last time I wore FB pads. Over 16 years have gone by[…]

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insurance, Iron Cove Posts, Company, Company News, Erik Coleman, Greg Buttle, Iron Cove Partners, Keith Elias, Legends Community, Lou D'Agostino, Mike Rucker, New York Jets, NFL Headquarters, NFL Legends, Panthers, Tony Richardson