Iron Cove Financial Services Insurance Blog

Cyber Security -SEC Risk Alert Cites New Focus on Cyber-Security Preparedness

April 30th, 2014

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Hedge Funds, Insurance, insurance, alert, Iron Cove Posts, cyber, Cyber & Privacy Liability, data, guidance, incidents, IT, Mary Jo White, prepared, preparedness, Risk, SEC, security

Lou D'Agostino featured in "On Wall Street" Magazine Article entitled: "Looming Liabilities"

APRIL 30th, 2014

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Insurance, insurance, Iron Cove Posts, Broker-dealer, Cost, Coverage, Coverage Overview, Dodd-Frank, Errors and Omissions, Fiduciary, Fiduciary Liability, Finra, Liability, Registered Representative, Regulation, SEC, SEC Investigations, Securities Dealers

SEC Seeking Criminal Prosecutions and Admissions of Guilt; How will your D&O Insurance Policy Respond??

April 16th, 2014

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Hedge Funds, insurance, Iron Cove Posts, Coverage, Criminal Prosecutions, Directors and Officers Insurance, Directors & Officers Liability, Errors and Omissions, Falcone, Fines, Harbinger, Iron Cove Partners, Liability, Mary Jo White, Penalties, SEC, Severability