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Fiduciary Liability? Do we have it? Can I answer "YES" on the DDQ?

Fiduciary Liability

Countless numbers of our financial institution clients are asked to carry Fiduciary Liability protection by third-party investors. This request causes a lot of confusion for asset[…]

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hedge fund insurance, Hedge Funds, Insurance, agency, Asset Management, Iron Cove Posts, brokerage, Due Diligence Questionaire, ERISA, Errors and Omissions, Fiduciary, Fiduciary Liability, hedge fund, investment advisors, Liability, Lou D'Agostino, Pension Plans

Trade Error! Are We covered?

In a recent conversation with one of our key Prime Brokerage relationships, we were asked whether or not their client had protection for trade errors. It was their understanding that the error[…]

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Insurance, Investment Advisor, Iron Cove Posts, cost of corrections, Directors & Officers Liability, Errors and Omissions, hedge fund, Trade error

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